Drohan & Drohan llp                       Attorneys and counselors at law

Special September 11, 2001 Notice:     Drohan & Drohan LLP's partners and associates deeply grieve with our nation in its recent tragic losses.  While Drohan & Drohan LLP has never maintained offices in the World Trade Center, we formerly chose the buildings' image for our home page in honor of the large number of our esteemed clients located therein, and the complex's dominant role in the financial services industry which we serve.  After heartfelt consideration, we have decided for the time being to leave the image in place.

Compliance and litigation specialists      

Drohan & Drohan LLP Partners

	Advise in all areas of regulation and compliance
	MBA/JD with institutional trading as well as legal experience
	Trained NFA Arbitrators, commodities and securities litigators

Capabilities

Drohan & Drohan LLP brings unmatched focus to bear upon the legal needs of its commodities and investment advisory clients.

Commodities regulation

Clients range from some of the largest national FCM's and cash commodities brokers to midsize IB's and CTA's.  All areas of CFTC and NFA compliance, reporting and regulatory enforcement.  Recent changes in  electronic brokerage and e-market regulation.

 

Commodities and securities litigation

NFA, NASD, NYSE and other arbitration, customer and member-to-member.  CFTC reparations.  Extensive civil litigation experience in the financial services area.  

 

Investment advisory and cash brokerage

Formation and ongoing compliance of CTA's, RIA's, commodity pools, hedge funds, and hybrids.  Bank and non-bank cash currency brokerage.  

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Copyright © 2000 Drohan & Drohan LLP
Last modified: October 12, 2001

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